BANKS #
Name
The Banksters
Contract Address
Token ID
703
Token Standard
ERC-721
Description
UBS agreed to pay $4.6 million to settle multistate litigation alleging it failed to make sure that its client service associates were licensed and in compliance with state regulations. For more info visit https://vtdigger.org/2013/09/19/ubs-financial-services-fined-for-state-securities-violation/amp/
Properties
Parent Company
UBS
Company
UBS Financial Services Inc.
Violation
Defrauding Investors
Penalty
$4,600,000.00
Year
2013
Agency
Multistate Financial Regulators Case
Jurisdiction
State
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